8 Important SEBI Rules and Regulations, 1993

This article throws light upon the eight important SEBI rules and regulations in regard to underwriters. The rules and regulations are: 1. Registration 2. Code of Conduct 3. Agreement with Clients 4. General Responsibilities of an Underwriter 5. Proper Books of Accounts and Records, etc. 6. Appointment of Compliance Officer 7. Board's Right to Inspect 8. Liability in Case of [...]